Job Detail

Associate/ Manager Trade Surveillance - ADG Online Solutions Pvt. Ltd.

Date Posted: Sep 24, 2020
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Job Detail

  • Location:
    Faridabad, Haryana, India
  • Company:
  • Type:
    Full Time/Permanent
  • Shift:
    First Shift (Day)
  • Career Level:
  • Positions:
  • Experience:
    2 Year
  • Gender:
    No Preference
  • Degree:
  • Apply Before:
    Mar 31, 2021

Job Description

  • Daily review of surveillance reports and supporting the team working closely with traders to understand the nature of their trading activity.
  • Escalations of alerts to supervisors and/or Legal and Compliance, as needed.
  • Develop business requirements documents and write procedures related to surveillance.
  • Reviewing Sales & Trading exception reports on daily basis, identify issues and escalate to business teams for appropriate corrective action
  • Creating trend analysis of the issues identified during trade surveillance and suggesting remedial actions for recurring trader or client behaviour
  • Interact with Sales & Trading supervisors and, when necessary, traders and salespeople with regard to supervisory issues, exceptions and necessary sign-offs
  • Help ensure that Sales & Trading activities satisfy pertinent legal, regulatory and Firm requirements


Skills Required

Job is expired

Company Overview

Faridabad, Haryana, India

ADG is techno-marketing company. Over the span of a decade, we have been providing Services in Artificial Intelligence(AI), Machine Learning, IOT, analytics, data science, software application development, mobile apps development for resolving the bu... Read More

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