Job Detail

Compliance and Legal Manager - ADG Online Solutions Pvt. Ltd.

Date Posted: Sep 22, 2020
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Job Detail

  • Location:
    Faridabad, Haryana, India
  • Company:
  • Type:
    Full Time/Permanent
  • Shift:
  • Career Level:
  • Positions:
  • Experience:
    5 Year
  • Gender:
    No Preference
  • Degree:
  • Apply Before:
    Mar 21, 2021

Job Description

Job description


  • Develop and oversee control systems to prevent or deal with violations of legal guidelines and internal policies
  • Evaluate the efficiency of controls and improve them continuously
  • Revise procedures, reports etc. periodically to identify hidden risks or non-conformity issues
  • monitor enforcement of standards and regulations
  • Assess the businesss future ventures to identify possible International Compliance risks
  • Review the work of colleagues when necessary to identify compliance issues and provide advice or training
  • Keep abreast of regulatory developments within or outside of the company as well as evolving best practices in compliance control
  • Research and evaluate different International Compliance risk factors regarding business decisions and operations
  • Apply effective risk management techniques and offer proactive advice on possible legal issues


  • Proven experience as International Compliance and Legal Team with some international financial service firm, or outsourcing firm supporting the financial service firms
  • It will be a plus to have experience in fulfilling the compliances of any of these bodies NFA/CFTC, FINRA, MAS (Singapore), FSA (Mauritius).
  • Have experience in handling brokerage compliances for SEBI, Indian exchanges, and ability to learn foreign rules
  • In-depth knowledge of the industry’s standards and regulations
  • Excellent knowledge of reporting procedures and record keeping
  • A business acumen partnered with a dedication to legality
  • Methodical and diligent with outstanding planning abilities
  • An analytical mind able to “see” the complexities of procedures and regulations
  • BA in law, finance, business administration or related field
  • Certified compliance professional is a plus
  • critical problem-solving ability



Skills Required

Job is expired

Company Overview

Faridabad, Haryana, India

ADG is techno-marketing company. Over the span of a decade, we have been providing Services in Artificial Intelligence(AI), Machine Learning, IOT, analytics, data science, software application development, mobile apps development for resolving the bu... Read More

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